How Emergence can assist with your compliance

Every organisation has ongoing compliance issues. While you can never get perfect cover, maintaining compliance needn’t be a handbrake on your business.

Put simply, your compliance system has to grow with you, from the bottom-up, with positive feedback to generate the instructions and information needed for renewal and the next stage of growth. This is a powerful and efficient principle in successful organizations and it is no surprise that applying systems thinking can generate equally spectacular outcomes in compliance management. These outcomes are what we call emergence.

Emergence Consulting are financial service compliance specialists. We deliver successful outcomes for our clients in all kinds of financial services licensing and applications; company secretarial and corporate governance, liaising with regulators, auditors, and clients; training representatives and responsible managers, and of course, ensuring compliance with the complex financial services laws.

We are a firm of specialists where you deal directly with a practice manager for the whole project. Our practice managers are professionals and keep up to date with their area of specialisation – not just when they are paid to. 

Emergence measures our success by our clients’ success and its no coincidence all our clients are pro-compliance. Our experience has taught us that we work best with customers who are pro-compliance.

Precision and quality are hallmarks of our work. To protect you from the effects of an last minute fixes that do not accommodate growth, Emergence Consulting takes a systems approach to deliver high-feedback and long-term solutions.

Importantly, you can depend upon us in difficult situations — we are a safe set of hands. Call John Rappell, principal of Emergence Consulting, if you have a compliance, corporate governance, licensing, or training and education requirement.

The next page provides further information of our compliance products and additional consulting services.